CEO Gary Shiffman, Panelist at The Clearing House Annual Conference

CEO Gary Shiffman, Panelist at The Clearing House Annual Conference

Considering a New and More Effective Paradigm for AML/BSA

November 29, 2016, 4:30 — 5:30

Fifteen years on from 9/11, the use of anti-money laundering efforts has become a key element of disrupting terrorist financing. At the same time, a school of thought is emerging as to whether the effectiveness of the regime could be enhanced through the adoption of new approaches, including the application of technology. Focus is also being directed to the unintended consequences of AML/BSA policy in regard to diplomatic, intelligence gathering, development and related areas. This panel brings together key contributors to this conversation to discuss how the current regime could be improved to produce enhanced results and limit unintended adverse effects.

Panelists:

  • Gary Shiffman, Chief Executive Officer, Giant Oak, Inc

  • Jennifer Calvery, Deputy Head, Financial Crimes Compliance, HSBC Holdings PLC HGHQ

  • Chip Poncy, President and Co-Founder, Financial Integrity Network; Senior Advisor, Foundation of Defense of Democracies' Center on Sanctions and Illicit Finance

  • Elizabeth Rosenberg, Senior Fellow and Director of the Energy, Economics and Security Program, Center for a New American Security

  • Suzanne Williams, Deputy Associate Director, Bank Supervision & Regulation, Board of Governors of the Federal Reserve System

Moderator:

  • Sharon Cohen Levin, Partner, WilmerHale

http://www.tchannualconference.com/speakers/?speaker=Gary-Shiffman

Giant Oak CEO Gary Shiffman speaking at ABA/ABA Money Laundering Enforcement Conference

Giant Oak CEO Gary Shiffman speaking at ABA/ABA Money Laundering Enforcement Conference

INTERACTION MONITORING - THE NEXT FRONTIER? 

November 13, 2016; 10 - 12 PM & 1:30 - 3:30 PM

Transaction monitoring is the norm for AML, but what about the non-transactional interactions? How can ATM balance inquiries, mobile account balance views from multiple devices, and phone bank calls, support your monitoring program?  Also, is it possible to use customer interaction data, (geolocation and device ID) to provide linkages to seemingly unrelated transactions?  We’ll explore the opportunities and challenges of interaction monitoring, including the specter of “raising the bar” of regulatory expectations. 

Moderator:

  • C. Michael Raffa, Executive Vice President, Managing Director, Chief AML Officer and Head of Financial Crimes, Santander Bank, NA

Speakers:

  • Gary M. Shiffman, PhD, Chief Executive Officer, Giant Oak, Inc
  • Georges Korsun, Managing Director, PwC
  • James R. Richards, Executive Vice President/BSA Officer, Wells Fargo & Company

http://www.aba.com/Training/Conferences/Pages/MLE_schedule.aspx

Washington Marriott Wardman Park Hotel, Washington, DC